This is a purely informative rendering of an RFC that includes verified errata. This rendering may not be used as a reference.

The following 'Verified' errata have been incorporated in this document: EID 5890
Internet Engineering Task Force (IETF)                         S. Turner
Request for Comments: 5913                                          IECA
Category: Standards Track                                    S. Chokhani
ISSN: 2070-1721                                       Cygnacom Solutions
                                                               June 2010


        Clearance Attribute and Authority Clearance Constraints
                         Certificate Extension

Abstract

   This document defines the syntax and semantics for the Clearance
   attribute and the Authority Clearance Constraints extension in X.509
   certificates.  The Clearance attribute is used to indicate the
   clearance held by the subject.  The Clearance attribute may appear in
   the subject directory attributes extension of a public key
   certificate or in the attributes field of an attribute certificate.
   The Authority Clearance Constraints certificate extension values in a
   Trust Anchor (TA), in Certification Authority (CA) public key
   certificates, and in an Attribute Authority (AA) public key
   certificate in a certification path for a given subject constrain the
   effective Clearance of the subject.

Status of This Memo

   This is an Internet Standards Track document.

   This document is a product of the Internet Engineering Task Force
   (IETF).  It represents the consensus of the IETF community.  It has
   received public review and has been approved for publication by the
   Internet Engineering Steering Group (IESG).  Further information on
   Internet Standards is available in Section 2 of RFC 5741.

   Information about the current status of this document, any errata,
   and how to provide feedback on it may be obtained at
   http://www.rfc-editor.org/info/rfc5913.

Copyright Notice

   Copyright (c) 2010 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents
   (http://trustee.ietf.org/license-info) in effect on the date of
   publication of this document.  Please review these documents
   carefully, as they describe your rights and restrictions with respect

   to this document.  Code Components extracted from this document must
   include Simplified BSD License text as described in Section 4.e of
   the Trust Legal Provisions and are provided without warranty as
   described in the Simplified BSD License.

Table of Contents

   1. Introduction ....................................................3
      1.1. Terminology ................................................4
      1.2. ASN.1 Syntax Notation ......................................4
   2. Clearance Attribute .............................................4
   3. Authority Clearance Constraints Certificate Extension ...........5
   4. Processing Clearance and Authority Clearance Constraints
      in a PKC ........................................................6
      4.1. Collecting Constraints .....................................7
           4.1.1. Certification Path Processing .......................7
                  4.1.1.1. Inputs .....................................8
                  4.1.1.2. Initialization .............................8
                  4.1.1.3. Basic Certificate Processing ...............8
                  4.1.1.4. Preparation for Certificate i+1 ............9
                  4.1.1.5. Wrap-up Procedure ..........................9
                           4.1.1.5.1. Wrap Up Clearance ...............9
                  4.1.1.6. Outputs ...................................10
   5. Clearance and Authority Clearance Constraints
      Processing in AC ...............................................10
      5.1. Collecting Constraints ....................................11
           5.1.1. Certification Path Processing ......................11
                  5.1.1.1. Inputs ....................................11
                  5.1.1.2. Initialization ............................11
                  5.1.1.3. Basic PKC Processing ......................12
                  5.1.1.4. Preparation for Certificate i+1 ...........12
                  5.1.1.5. Wrap-up Procedure .........................12
                           5.1.1.5.1. Wrap Up Clearance ..............12
                  5.1.1.6. Outputs ...................................12
   6. Computing the Intersection of permitted-clearances and
      Authority Clearance Constraints Extension ......................12
   7. Computing the Intersection of securityCategories ...............13
   8. Recommended securityCategories .................................15
   9. Security Considerations ........................................15
   10. References ....................................................16
      10.1. Normative References .....................................16
      10.2. Informative References ...................................16
   Appendix A. ASN.1 Module ..........................................17
   Acknowledgments ...................................................19

1.  Introduction

   Organizations that have implemented a security policy can issue
   certificates that include an indication of the clearance values held
   by the subject.  The Clearance attribute indicates the security
   policy, the clearance levels held by the subject, and additional
   authorization information held by the subject.  This specification
   makes use of the ASN.1 syntax for clearance from [RFC5912].

   The Clearance attribute may be placed in the subject directory
   attributes extension of a Public Key Certificate (PKC) or may be
   placed in a separate attribute certificate (AC).

   The placement of the Clearance attribute in PKCs is suitable 1) when
   the clearance information is relatively static and can be verified as
   part of the PKC issuance process (e.g., using local databases) or 2)
   when the credentials such as PKCs need to be revoked when the
   clearance information changes.  The Clearance attribute may also be
   included to simplify the infrastructure, to reduce the infrastructure
   design cost, or to reduce the infrastructure operations cost.  An
   example of placement of the Clearance attribute in PKCs in
   operational Public Key Infrastructure (PKI) is the Defense Messaging
   Service.  An example of placement of attributes in PKCs is Qualified
   Certificates [RFC3739].

   The placement of Clearance attributes in ACs is desirable when the
   clearance information is relatively dynamic and changes in the
   clearance information do not require revocation of credentials such
   as PKCs, or the clearance information cannot be verified as part of
   the PKC issuance process.

   Since [RFC5755] does not permit a chain of ACs, the Authority
   Clearance Constraints extension may only appear in the PKCs of a
   Certification Authority (CA) or Attribute Authority (AA).  The
   Authority Clearance Constraints extension may also appear in a trust
   anchor (TA) or may be associated with a TA.

   Some organizations have multiple TAs, CAs, and/or AAs, and these
   organizations may wish to indicate to relying parties which clearance
   values from a particular TA, CA, or AA should be accepted.  For
   example, consider the security policies described in [RFC3114], where
   a security policy has been defined for Amoco with three security
   classification values (HIGHLY CONFIDENTIAL, CONFIDENTIAL, and
   GENERAL).  To constrain a CA for just one security classification,
   the Authority Clearance Constraints certificate extension would be
   included in the CA's PKC.

   Cross-certified domains can also make use of the Authority Clearance
   Constraints certificate extension to indicate which clearance values
   should be acceptable to relying parties.

   This document augments the certification path validation rules for
   PKCs (in [RFC5280]) and ACs (in [RFC5755]).

1.1.  Terminology

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in [RFC2119].

1.2.  ASN.1 Syntax Notation

   All X.509 PKC [RFC5280] extensions are defined using ASN.1 [X.680].
   All X.509 AC [RFC5755] extensions are defined using ASN.1 [X.680].
   Note that [X.680] is the 2002 version of ASN.1, which is the most
   recent version with freeware compiler support.

2.  Clearance Attribute

   The Clearance attribute in a certificate indicates the clearances
   held by the subject.  It uses the clearance attribute syntax, whose
   semantics are defined in [RFC5755], in the Attributes field.  A
   certificate MUST include either zero or one instance of the Clearance
   attribute.  If the Clearance attribute is present, it MUST contain a
   single value.

   The following object identifier identifies the Clearance attribute
   (either in the subject directory attributes extension of a PKC or in
   the Attributes field of an AC):

     id-at-clearance OBJECT IDENTIFIER ::= { joint-iso-ccitt(2)
       ds(5) attributeTypes(4) clearance(55) }

   The ASN.1 syntax for the Clearance attribute is defined in [RFC5912]
   and that RFC provides the normative definition.  The ASN.1 syntax for
   Clearance attribute is as follows:

     Clearance  ::=  SEQUENCE {
       policyId            OBJECT IDENTIFIER,
       classList           ClassList DEFAULT {unclassified},
       securityCategories  SET OF SecurityCategory
                             {{ SupportedSecurityCategories }} OPTIONAL
     }

     ClassList  ::=  BIT STRING {
       unmarked       (0),
       unclassified   (1),
       restricted     (2),
       confidential   (3),
       secret         (4),
       topSecret      (5)
     }

     SECURITY-CATEGORY ::= TYPE-IDENTIFIER

     SecurityCategory { SECURITY-CATEGORY:Supported }::= SEQUENCE {
       type  [0] IMPLICIT SECURITY-CATEGORY.&id({Supported}),
       value [1] EXPLICIT SECURITY-CATEGORY.&Type
                                        ({Supported}{@type})
     }

   NOTE: SecurityCategory is shown exactly as it is in [RFC5912].  That
   module is an EXPLICIT tagged module, whereas the module contained in
   this document is an IMPLICIT tagged module.

   The Clearance attribute takes its meaning from Section 4.4.6 of
   [RFC5755], which is repeated here for convenience:

     - policyId identifies the security policy to which the clearance
       relates.  The policyId indicates the semantics of the classList
       and securityCategories fields.

     - classList identifies the security classifications.  Six basic
       values are defined in bit positions 0 through 5, and more may be
       defined by an organizational security policy.

     - securityCategories provides additional authorization information.

   If a trust anchor's public key is used directly, then the Clearance
   associated with the trust anchor, if any, should be used as the
   effective clearance (also defined as effective-clearance for a
   certification path).

3.  Authority Clearance Constraints Certificate Extension

   The Authority Clearance Constraints certificate extension indicates
   to the relying party what clearances should be acceptable for the
   subject of the AC or the subject of the last certificate in a PKC
   certification path.  It is only meaningful in a trust anchor, a CA
   PKC, or an AA PKC.  A trust anchor, CA PKC, or AA PKC MUST include

   either zero or one instance of the Authority Clearance Constraints
   certificate extension.  The Authority Clearance Constraints
   certificate extension MAY be critical or non-critical.

   Absence of this certificate extension in a TA, a CA PKC, or an AA PKC
   indicates that clearance of the subject of the AC or the subject of
   the last certificate in a PKC certification path containing the TA,
   the CA, or the AA is not constrained by the respective TA, CA, or AA.

   The following object identifier identifies the Authority Clearance
   Constraints certificate extension:

        id-pe-clearanceConstraints OBJECT IDENTIFIER ::= 
     { iso(1) identified-organization(3) dod(6) internet(1) security(5)
       mechanisms(5) pkix(7) pe(1) 21 }
EID 5890 (Verified) is as follows:

Section: Section 3

Original Text:

     id-pe-authorityClearanceConstraints OBJECT IDENTIFIER ::= {
       iso(1) identified-organization(3) dod(6) internet(1) security(5)
       mechanisms(5) pkix(7) pe(1) 21 }

Corrected Text:

   id-pe-clearanceConstraints OBJECT IDENTIFIER ::=
     { iso(1) identified-organization(3) dod(6) internet(1) security(5)
       mechanisms(5) pkix(7) pe(1) 21 }
Notes:
Section 3 and Appendix A use different names for the object identifier. They should match. This change treats the complete ASN.1 module from Appendix A as the canonical version.
The ASN.1 syntax for the Authority Clearance Constraints certificate extension is as follows: AuthorityClearanceConstraints ::= SEQUENCE SIZE (1..MAX) OF Clearance The syntax for the Authority Clearance Constraints certificate extension contains Clearances that the CA or the AA asserts. The sequence MUST NOT include more than one entry with the same policyId. This constraint is enforced during Clearance and Authority Clearance Constraints Processing as described below. If more than one entry with the same policyId is present in the Authority Clearance Constraints certificate extension, the certification path is rejected. 4. Processing of Clearance and Authority Clearance Constraints in a PKC This section describes the certification path processing when Clearance is asserted in the PKC under consideration. User input, the Authority Clearance Constraints certificate extension, and Clearance attribute processing determines the effective clearance (henceforth called effective-clearance) for the end PKC. User input and the Authority Clearance Constraints certificate extension in the TA and in each PKC (up to but not including the end PKC) in a PKC certification path impact the effective-clearance. If there is more than one path to the end PKC, each path is processed independently. The process involves two steps: 1) collecting the Authority Clearance Constraints; and 2) using the Authority Clearance Constraints in the certification path and the Clearance in the end PKC to determine the effective-clearance for the subject of the end PKC. Assuming a certification path consisting of n PKCs, the effective- clearance for the subject of the end PKC is the intersection of 1) the Clearance attribute in the subject PKC, 2) the Authority Clearance Constraints, if present, in the trust anchor, 3) user input, and 4) all Authority Clearance Constraints present in n-1 intermediate PKCs. Any effective-clearance calculation algorithm that performs this calculation and provides the same outcome as the one from the algorithm described herein is considered compliant with the requirements of this RFC. When processing a certification path, Authority Clearance Constraints are maintained in one state variable: permitted-clearances. When processing begins, permitted-clearances is initialized to the user input value or the special value all-clearances if Authority Clearance Constraints user input is not provided. The permitted- clearances state variable is updated by first processing Authority Clearance Constraints associated with the trust anchor, and then each time an intermediate PKC that contains an Authority Clearance Constraints certificate extension in the path is processed. When processing the end PKC, the value in the Clearance attribute in the end PKC is intersected with the permitted-clearances state variable. The output of Clearance attribute and Authority Clearance Constraint certificate extension processing is the effective-clearance (which could also be an empty list), and a status indicator of either success or failure. If the status indicator is failure, then the process also returns a reason code. 4.1. Collecting Constraints Authority Clearance Constraints are collected from the user input, the trust anchor, and the intermediate PKCs in a certification path. 4.1.1. Certification Path Processing When processing Authority Clearance Constraints certificate extensions for the purposes of validating a Clearance attribute in the end PKC, the processing described in this section or an equivalent algorithm MUST be performed in addition to the certification path validation. The processing is presented as an addition to the certification path validation algorithm described in Section 6 of [RFC5280]. Note that this RFC is fully consistent with [RFC5280]; however, it augments [RFC5280] with the following steps: o Ability to provide and process Authority Clearance Constraints as an additional input to the certification path processing engine with Trust anchor information. o Requirement to process Authority Clearance Constraints present with trust anchor information. 4.1.1.1. Inputs User input may include an Authority Clearance Constraints structure or omit it. Trust anchor information may include the Authority Clearance Constraints structure to specify Authority Clearance Constraints for the trust anchor. In other words, the trust anchor may be constrained or unconstrained. 4.1.1.2. Initialization If the user input includes Authority Clearance Constraints, set permitted-clearances to the input value; otherwise, set permitted- clearances to the special value all-clearances. Examine the permitted-clearances for the same Policy ID appearing more then once. If a policyId appears more than once in the permitted-clearances state variable, set effective-clearance to an empty list, set error code to "multiple instances of same clearance", and exit with failure. If the trust anchor does not contain an Authority Clearance Constraints extension, continue at Section 4.1.1.3. Otherwise, execute the procedure described in Section 6 as an in-line macro by treating the trust anchor as a PKC. 4.1.1.3. Basic Certificate Processing If the PKC is the last PKC (i.e., certificate n), skip the steps listed in this section. Otherwise, execute the procedure described in Section 6 as an in-line macro. 4.1.1.4. Preparation for Certificate i+1 No additional action associated with the Clearance attribute or the Authority Clearance Constraints certificate extensions is taken during this phase of certification path validation as described in Section 6 of [RFC5280]. 4.1.1.5. Wrap-up Procedure To complete the processing, perform the following steps for the last PKC (i.e., certificate n). Examine the PKC and verify that it does not contain more than one instance of the Clearance attribute. If the PKC contains more than one instance of the Clearance attribute, set effective-clearance to an empty list, set the error code to "multiple instances of an attribute", and exit with failure. If the Clearance attribute is not present in the end PKC, set effective-clearance to an empty list and exit with success. Set effective-clearance to the Clearance attribute in the end PKC. 4.1.1.5.1. Wrap Up Clearance Examine effective-clearance and verify that it does not contain more than one value. If effective-clearance contains more than one value, set effective-clearance to an empty list, set error code to "multiple values", and exit with failure. If permitted-clearances is an empty list, set effective-clearance to an empty list and exit with success. If permitted-clearances has the special value all-clearances, exit with success. Let us say policyId in effective-clearance is X. If the policyId X in effective-clearance is absent from the permitted-clearances, set effective-clearance to an empty list and exit with success. Assign those classList bits in effective-clearance a value of one (1) that have a value of one (1) both in effective-clearance and in the clearance structure in permitted-clearances associated with policyId X. Assign all other classList bits in effective-clearance a value of zero (0). If none of the classList bits have a value of one (1) in effective- clearance, set effective-clearance to an empty list and exit with success. Set the securityCategories in effective-clearance to the intersection of securityCategories in effective-clearance and securityCategories for policyId X in permitted-clearances using the algorithm described in Section 7. Note that an empty SET is represented by simply omitting the SET. Exit with success. 4.1.1.6. Outputs If certification path validation processing succeeds, effective- clearance contains the subject's effective clearance for this certification path. Processing also returns success or failure indication and reason for failure, if applicable. 5. Clearance and Authority Clearance Constraints Processing in AC This section describes the certification path processing when Clearance is asserted in an AC. Relevant to processing are: one TA; 0 or more CA PKCs; 0 or 1 AA PKC; and 1 AC. User input, Authority Clearance Constraints certificate extension, and Clearance attribute processing determine the effective clearance (henceforth called effective-clearance) for the subject of the AC. User input and the Authority Clearance Constraints certificate extensions in the TA and in each PKC (up to and including the AA PKC) in a certification path impact the effective-clearance. If there is more than one path to the AA PKC, each path is processed independently. The process involves two steps: 1) collecting the Authority Clearance Constraints; and 2) using the Authority Clearance Constraints in the PKC certification path and the Clearance in the AC to determine the effective-clearance for the subject of the AC. The effective-clearance for the subject of the AC is the intersection of 1) the Clearance attribute in the subject AC, 2) the Authority Clearance Constraints, if present, in trust anchor, 3) user input, and 4) all Authority Clearance Constraints present in the PKC certification path from the TA to the AA. Any effective-clearance calculation algorithm that performs this calculation and provides the same outcome as the one from the algorithm described herein is considered compliant with the requirements of this RFC. The Authority Clearance Constraints are maintained in one state variable: permitted-clearances. When processing begins, permitted- clearances is initialized to user input or the special value all- clearances if Authority Clearance Constraints user input is not provided. The permitted-clearances state variable is updated by first processing the Authority Clearance Constraints associated with the trust anchor, and then each time a PKC (other than AC holder PKC) that contains an Authority Clearance Constraints certificate extension in the path is processed. When processing the AC, the value in the Clearance attribute in the AC is intersected with the permitted-clearances state variable. The output of Clearance attribute and Authority Clearance Constraint certificate extension processing is the effective-clearance, which could also be an empty list; and success or failure with a reason code for failure. 5.1. Collecting Constraints Authority Clearance Constraints are collected from the user input, the trust anchor, and all the PKCs in the AA PKC certification path. 5.1.1. Certification Path Processing When processing Authority Clearance Constraints certificate extensions for the purpose of validating a Clearance attribute in the AC, the processing described in this section or an equivalent algorithm MUST be performed in addition to the certification path validation. The processing is presented as an addition to the PKC certification path validation algorithm described in Section 6 of [RFC5280] for the AA PKC certification path and the algorithm described in Section 5 of [RFC5755] for the AC validation. Also see the note related to [RFC5280] augmentation in Section 4.1.1. 5.1.1.1. Inputs Same as Section 4.1.1.1. In addition, let us assume that the PKC certification path for the AA consists of n certificates. 5.1.1.2. Initialization Same as Section 4.1.1.2. 5.1.1.3. Basic PKC Processing Same as Section 4.1.1.3 except that the logic is applied to all n PKCs. 5.1.1.4. Preparation for Certificate i+1 Same as Section 4.1.1.4. 5.1.1.5. Wrap-up Procedure To complete the processing, perform the following steps for the AC. Examine the AC and verify that it does not contain more than one instance of the Clearance attribute. If the AC contains more than one instance of the Clearance attribute, set effective-clearance to an empty list, set the error code to "multiple instances of an attribute", and exit with failure. If the Clearance attribute is not present in the AC, set effective- clearance to an empty list and exit with success. Set effective-clearance to the Clearance attribute in the AC. 5.1.1.5.1. Wrap Up Clearance Same as Section 4.1.1.5.1. 5.1.1.6. Outputs Same as Section 4.1.1.6. In addition, apply AC processing rules described in Section 5 of [RFC5755]. 6. Computing the Intersection of permitted-clearances and Authority Clearance Constraints Extension Examine the PKC and verify that it does not contain more than one instance of the Authority Clearance Constraints extension. If the PKC contains more than one instance of Authority Clearance Constraints extension, set effective-clearance to an empty list, set error code to "multiple extension instances", and exit with failure. If the Authority Clearance Constraints certificate extension is not present in the PKC, no action is taken, and the permitted-clearances value is unchanged. If the Authority Clearance Constraints certificate extension is present in the PKC, set the variable temp-clearances to the value of the Authority Clearance Constraints certificate extension. Examine the temp-clearances for the same Policy ID appearing more then once. If a policyId appears more than once in the temp-clearances state variable, set effective-clearance to an empty list, set error code to "multiple instances of same clearance", and exit with failure. If the Authority Clearance Constraints certificate extension is present in the PKC and permitted-clearances contains the all- clearances special value, then assign permitted-clearances the value of temp-clearances. If the Authority Clearance Constraints certificate extension is present in the PKC and permitted-clearances does not contain the all- clearances special value, take the intersection of temp-clearances and permitted-clearances by repeating the following steps for each clearance in the permitted-clearances state variable: - If the policyId associated with the clearance is absent in the temp-clearances, delete the clearance structure associated with the policyID from the permitted-clearances state variable. - If the policyId is present in temp-clearances: -- For every classList bit, assign the classList bit a value of one (1) for the policyId in the permitted-clearances state variable if the bit is one (1) in both the permitted- clearances state variable and the temp-clearances for that policyId; otherwise, assign the bit a value of zero (0). -- If no bits are one (1) for the classList, delete the clearance structure associated with the policyId from the permitted- clearances state variable and skip the next step of processing securityCategories. -- For the policyId in permitted-clearances, set the securityCategories to the intersection of securityCategories for the policyId in permitted-clearances and in temp- clearances using the algorithm described in Section 7. Note that an empty SET is represented by simply omitting the SET. 7. Computing the Intersection of securityCategories The algorithm described here has the idempotent, associative, and commutative properties. This section describes how to compute the intersection of securityCategories A and B. It uses the state variable temp-set. It also uses temporary variables X and Y. Set the SET temp-set to empty. Set X = A and Y = B. If SET X is empty (i.e., securityCategories is absent), return temp- set. If SET Y is empty (i.e., securityCategories is absent), return temp- set. For each type OID in X, if all the elements for the type OID in X and if and only if all the elements for that type OID in Y are identical, add those elements to temp-set and delete those elements from X and Y. Note: identical means that if the element with the type OID and given value is present in X, it is also present in Y with the same type OID and given value and vice versa. Delete the elements from X and from Y. If SET X is empty (i.e., securityCategories is absent), return temp- set. If SET Y is empty (i.e., securityCategories is absent), return temp- set. For every element (i.e., SecurityCategory) in the SET X, carry out the following steps: 1. If there is no element in SET Y with the same type OID as the type OID in the element from SET X, go to step 5. 2. If there is an element in SET Y with the same type OID and value as in the element in SET X, carry out the following steps: a) If the element is not present in the SET temp-set, add an element containing the type OID and the value to the SET temp-set. 3. If the processing semantics of type OID in the element in SET X is not known, go to step 5. 4. For each element in SET Y, do the following: a) If the type OID of the element in SET Y is not the same as the element in SET X being processed, go to step 4.d. b) Perform type-OID-specific intersection of the value in the element in SET X with the value in the element in SET Y. c) If the intersection is not empty, and the element representing the type OID and intersection value is not already present in temp-set, add the element containing the type OID and intersection value as an element to temp-set. d) Continue to the next element in SET Y. 5. If more elements remain in SET X, process the next element starting with step 1. Return temp-set. 8. Recommended securityCategories This RFC also includes a recommended securityCategories object as follows: recommended-category SECURITY-CATEGORY ::= { BIT STRING IDENTIFIED BY OID } The above structure is provided as an example. To use this structure, the object identifier (OID) needs to be registered and the semantics of the bits in the bit string need to be enumerated. Note that type-specific intersection of two values for this type will be simply setting the bits that are set in both values. If the resulting intersection has none of the bits set, the intersection is considered empty. 9. Security Considerations Certificate issuers must recognize that absence of the Authority Clearance Constraints in a TA, in a CA certificate, or in an AA certificate means that in terms of the clearance, the subject Authority is not constrained. Absence of the Clearance attribute in a certificate means that the subject has not been assigned any clearance. If there is no Clearance associated with a TA, it means that the TA has not been assigned any clearance. If the local security policy considers the clearance held by a subject or those supported by a CA or AA to be sensitive, then the Clearance attribute or Authority Clearance Constraints should only be included if the subject's and Authority's certificates can be privacy protected. Also in this case, distribution of trust anchors and associated Authority Clearance Constraints extension or Clearance must also be privacy protected. 10. References 10.1. Normative References [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", BCP 14, RFC 2119, March 1997. [RFC5280] Cooper, D. et. al., "Internet X.509 Public Key Infrastructure Certificate and Certification Revocation List (CRL) Profile", RFC 5280, May 2008. [RFC5755] Farrell, S., Housley, R., and S. Turner, "An Internet Attribute Certificate Profile for Authorization", RFC 5755, January 2010. [RFC5912] Hoffman, P. and J. Schaad, "New ASN.1 Modules for the Public Key Infrastructure Using X.509 (PKIX) RFC 5912, June 2010. [X.680] ITU-T Recommendation X.680 (2002) | ISO/IEC 8824-1:2002. Information Technology - Abstract Syntax Notation One. 10.2. Informative References [RFC3114] Nicolls, W., "Implementing Company Classification Policy with the S/MIME Security Label", RFC 3114, May 2002. [RFC3739] Santesson, S., Nystrom, M., and T. Polk, "Internet X.509 Public Key Infrastructure: Qualified Certificates Profile", RFC 3739, March 2004. Appendix A. ASN.1 Module This appendix provides the normative ASN.1 definitions for the structures described in this specification using ASN.1 as defined in X.680. ClearanceConstraints { iso(1) identified-organization(3) dod(6) internet(1) security(5) mechanisms(5) pkix(7) mod(0) 46 } DEFINITIONS IMPLICIT TAGS ::= BEGIN -- EXPORTS ALL -- IMPORTS -- IMPORTS from [RFC5912] id-at-clearance, Clearance FROM PKIXAttributeCertificate-2009 { iso(1) identified-organization(3) dod(6) internet(1) security(5) mechanisms(5) pkix(7) id-mod(0) id-mod-attribute-cert-02(47) } -- IMPORTS from [RFC5912] EXTENSION, SECURITY-CATEGORY FROM PKIX-CommonTypes-2009 { iso(1) identified-organization(3) dod(6) internet(1) security(5) mechanisms(5) pkix(7) id-mod(0) id-mod-pkixCommon-02(57) } ; -- Clearance attribute OID and syntax -- The following is a 2002 ASN.1 version for clearance. -- It is included for convenience. -- id-at-clearance OBJECT IDENTIFIER ::= -- { joint-iso-ccitt(2) ds(5) attributeTypes(4) clearance (55) } -- Clearance ::= SEQUENCE { -- policyId OBJECT IDENTIFIER, -- classList ClassList DEFAULT {unclassified}, -- securityCategories SET OF SecurityCategory -- {{SupportSecurityCategories }} OPTIONAL -- } -- ClassList ::= BIT STRING { -- unmarked (0), -- unclassified (1), -- restricted (2), -- confidential (3), -- secret (4), -- topSecret (5) -- } -- SECURITY-CATEGORY ::= TYPE-IDENTIFIER -- NOTE that the module SecurityCategory is taken from a module -- that uses EXPLICIT tags [RFC5912]. If Clearance was not imported -- from [RFC5912] and the comments were removed from the ASN.1 -- contained herein, then the IMPLICIT in type could also be removed -- with no impact on the encoding. -- SecurityCategory { SECURITY-CATEGORY:Supported } ::= SEQUENCE { -- type [0] IMPLICIT SECURITY-CATEGORY.&id({Supported}), -- value [1] EXPLICIT SECURITY-CATEGORY.&Type -- ({Supported}{@type}) -- } -- Authority Clearance Constraints certificate extension OID -- and syntax id-pe-clearanceConstraints OBJECT IDENTIFIER ::= { iso(1) identified-organization(3) dod(6) internet(1) security(5) mechanisms(5) pkix(7) pe(1) 21 } authorityClearanceConstraints EXTENSION ::= { SYNTAX AuthorityClearanceConstraints IDENTIFIED BY id-pe-clearanceConstraints } AuthorityClearanceConstraints ::= SEQUENCE SIZE (1..MAX) OF Clearance END Acknowledgments Many thanks go out to Mark Saaltink for his valuable contributions to this document. We would also like to thank Francis Dupont, Pasi Eronen, Adrian Farrel, Dan Romascanu, and Stefan Santesson for their reviews and comments. Authors' Addresses Sean Turner IECA, Inc. 3057 Nutley Street, Suite 106 Fairfax, VA 22031 USA EMail: turners@ieca.com Santosh Chokhani CygnaCom Solutions, Inc. EMail: SChokhani@cygnacom.com